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Octagon SEC Agent
Model Name: octagon-sec-agent
A specialized agent for SEC filings analysis and financial data extraction.
Capabilities
- Over 8,000 public companies from SEC EDGAR
- Comprehensive coverage of financial statements from annual and quarterly reports (10-K, 10-Q, 20-F), offering filings (S-1), amendments, and event filings (8-K)
- Continuous daily updates for real-time insights
- Historical data dating back to 2018 enables robust time-series analysis
Use Cases
The SEC Agent is best for extracting:
- Financial and segment metrics
- Management discussion and analysis
- Footnotes and disclosures
- Risk factors
- Quantitative data from SEC filings
Example Queries
- "What was Apple's R&D expense as a percentage of revenue in their latest fiscal year?"
- "Find the risk factors related to supply chain in Tesla's latest 10-K"
- "Extract quarterly revenue growth rates for Microsoft over the past 2 years"
Code Examples
Python
response = client.responses.create(
model="octagon-sec-agent",
input="What was Apple's R&D expense as a percentage of revenue in their latest fiscal year?",
stream=True
)JavaScript
const response = await client.responses.create({
model: "octagon-sec-agent",
input: "What was Apple'\''s R&D expense as a percentage of revenue in their latest fiscal year?",
stream: true
});cURL
curl -X POST https://api.octagonagents.com/v1/responses \
-H "Content-Type: application/json" \
-H "Authorization: Bearer your-octagon-api-key" \
-d '{
"model": "octagon-sec-agent",
"input": "What was Apple'\''s R&D expense as a percentage of revenue in their latest fiscal year?",
"stream": true
}' \
--no-bufferHow to Create Effiective Prompts
When working with AI tools to extract information from SEC filings, you can use these fields as a guide to create effective prompts. Here are some strategies:
Be specific about the filing type: Specify which filing (10-K, 10-Q, 8-K, etc.) you want to analyze.
- Example: "Extract the revenue and net income figures from Apple's latest 10-K filing."
Request multiple related fields: Group related fields to get comprehensive insights.
- Example: "Analyze Microsoft's business segments, providing segment revenue, operating income, and year-over-year growth rates."
Compare across time periods: Ask for trend analysis using the same fields across multiple filings.
- Example: "Compare Tesla's gross margin, operating margin, and net margin for the past 4 quarters."
Contextualize with ratios: Request calculated metrics based on raw financial data.
- Example: "Calculate Amazon's debt-to-equity ratio, current ratio, and return on equity from its most recent 10-K."
Focus on narrative sections: Extract insights from textual discussions.
- Example: "Summarize the key risk factors related to supply chain issues mentioned in Nvidia's latest annual report."
Cross-company comparisons: Request the same fields across competitors.
- Example: "Compare the R&D expenses as a percentage of revenue for Google, Meta, and Amazon from their latest annual filings."
Layer quantitative and qualitative data: Combine financial metrics with management commentary.
- Example: "Extract Intel's capital expenditure figures for the last fiscal year, and summarize management's discussion about their future investment plans."
Identify changes: Look for significant changes in reporting or circumstances.
- Example: "Identify any changes in accounting policies or estimates in Disney's latest 10-K compared to the previous year."
SEC Filing Data Fields
Company Information
| Field | Description |
|---|---|
| Company Name | Legal or common name of the company |
| CIK | Central Index Key - unique identifier assigned by SEC |
| SIC Code | Standard Industrial Classification code indicating industry category |
| Exchange | Stock exchange where shares are traded (e.g., NYSE, NASDAQ) |
| Ticker Symbol | Stock trading symbol |
| State of Incorporation | State or country where company is legally incorporated |
| Fiscal Year End | Date marking the end of company's fiscal year |
| Company Website | Official company website URL |
| Company Address | Headquarters or principal office location |
| Incorporation Date | Date when the company was legally formed |
| Reporting Status | Current filing status (e.g., Large Accelerated Filer, Non-Accelerated Filer) |
Financial Statements
| Field | Description |
|---|---|
| Revenue | Total income from company's primary business activities |
| Net Income | Profit after all expenses, taxes, and costs |
| EBITDA | Earnings Before Interest, Taxes, Depreciation, and Amortization |
| Gross Profit | Revenue minus cost of goods sold |
| Operating Income | Profit from core business operations |
| Total Assets | Sum of all assets owned by the company |
| Total Liabilities | Sum of all debts and obligations |
| Shareholders' Equity | Company's net value to shareholders |
| Cash & Equivalents | Liquid assets readily convertible to cash |
| Accounts Receivable | Money owed to company by customers |
| Inventory | Goods available for sale or materials for production |
| Total Debt | Sum of short-term and long-term debt obligations |
| Long-term Debt | Debt obligations due in more than one year |
| R&D Expenses | Money spent on research and development activities |
| Capital Expenditures | Funds used to acquire or upgrade physical assets |
| Operating Cash Flow | Cash generated from normal business operations |
| Free Cash Flow | Operating cash flow minus capital expenditures |
Segment Information
| Field | Description |
|---|---|
| Business Segment Revenue | Revenue breakdown by business division or product line |
| Geographic Segment Revenue | Revenue breakdown by geographic region |
| Segment Operating Income | Profit by business segment |
| Segment Assets | Assets allocated to specific business segments |
| Segment Liabilities | Liabilities associated with specific segments |
| Customer Concentration | Percentage of revenue from top customers |
| Product Revenue Breakdown | Revenue by product or service category |
Management & Governance
| Field | Description |
|---|---|
| CEO Name | Chief Executive Officer's full name |
| CEO Compensation | Total compensation package for CEO |
| Executive Officers | List of key executive management personnel |
| Board Members | List of directors serving on the board |
| Director Independence | Percentage of independent directors on board |
| Insider Ownership | Percentage of shares owned by insiders |
| Institutional Ownership | Percentage of shares owned by institutions |
| Auditor | External accounting firm performing audit |
Risk Factors
| Field | Description |
|---|---|
| Key Risk Factors | Material risks facing the business |
| Risk Categories | Classification of risks (e.g., operational, financial, regulatory) |
| Cybersecurity Risks | Specific risks related to data security and breaches |
| Legal Proceedings | Material legal cases and litigation risks |
| Regulatory Risks | Risks related to government regulations and compliance |
| Competitor Risks | Risks posed by market competition |
| Supply Chain Risks | Risks related to suppliers and production |
| Environmental Risks | Climate and environmental impact risks |
Performance Metrics
| Field | Description |
|---|---|
| Earnings Per Share (EPS) | Net income divided by outstanding shares |
| Price-to-Earnings Ratio | Stock price divided by earnings per share |
| Return on Assets (ROA) | Net income divided by total assets |
| Return on Equity (ROE) | Net income divided by shareholders' equity |
| Profit Margin | Net income as percentage of revenue |
| Current Ratio | Current assets divided by current liabilities |
| Debt-to-Equity Ratio | Total debt divided by shareholders' equity |
| Dividend Yield | Annual dividends per share divided by share price |
| Revenue Growth Rate | Year-over-year percentage change in revenue |
Forward-Looking Information
| Field | Description |
|---|---|
| Revenue Guidance | Management's revenue projections for future periods |
| Earnings Guidance | Management's earnings projections for future periods |
| Strategic Initiatives | Planned business strategies and initiatives |
| Expansion Plans | Plans for geographic or product expansion |
| R&D Pipeline | Products or services under development |
| Market Opportunity | Addressable market size and growth potential |
| Competitive Positioning | Company's position relative to competitors |
Corporate Actions
| Field | Description |
|---|---|
| Share Repurchases | Stock buyback programs and activities |
| Dividend Payments | Historical and planned dividend distributions |
| Mergers & Acquisitions | Completed and pending M&A transactions |
| Divestitures | Sales of business units or significant assets |
| Restructuring Plans | Organizational changes and cost-cutting initiatives |
| Capital Raising | Equity or debt issuance activities |
ESG Information
| Field | Description |
|---|---|
| Environmental Metrics | Carbon emissions and environmental impact data |
| Social Responsibility | Diversity statistics and social impact initiatives |
| Governance Practices | Board structure and corporate governance policies |
| Sustainability Goals | Target metrics for environmental sustainability |
| ESG Risks | Specific risks related to environmental, social, and governance factors |
| Supply Chain Ethics | Labor practices and ethical standards in supply chain |
Footnotes & Disclosures
| Field | Description |
|---|---|
| Accounting Policies | Summary of significant accounting methods used |
| Off-Balance Sheet Arrangements | Obligations not reflected on the balance sheet |
| Related Party Transactions | Business dealings with affiliated entities |
| Subsequent Events | Significant events occurring after the reporting period |
| Non-GAAP Reconciliations | Reconciliation between GAAP and non-GAAP metrics |
| Tax Disclosures | Details on income tax positions and rates |
| Pension & Benefit Plans | Information on employee retirement and benefit plans |